In Defense of Technology: `Arte', Computers and the Wonderful World of Usenet News: A Historical Perspective (in two parts) "Another advantage of industry and of refinements in the mechanical arts, is that ...Minds...being once aroused from their lethargy, are put into fermentation, turn themselves on all sides and carry improvements into every art and science." David Hume, "Of Refinements in the Arts" "Can we expect, that a government will be well modelled by a people, who know not how to make a spinning-wheel, or to employ a loom to advantage?" David Hume, "Of Refinements in the Arts" INTRODUCTION During the past two decades there have been important technological breakthroughs. The personal computer, a science fiction dream for generations, is now available as a household appliance in a way that only the typewriter was just a few years ago. Also, a public conferencing network called Usenet News carried on telecommunications networks like the Internet, UUCP, and others, encourages public discussion and free exchange of ideas on a world wide scale. The social implications of these developments are rarely discussed in the public arena. Instead the voices dominating any public discussion usually are those of condemnation of the computer and of criticism of technological change and development. This article is an effort to begin serious discus- sion of these technological advances. It is also an effort to examine how such technological developments can increase the social wealth of our society. Part 1 looks back to how philosophers and other serious thinkers historically evaluated the role of such new technology in increasing the social wealth of a society. It examines how they established the principles needed to answer critics of technological change and development. (See 'Arte', page 12) Part 2 describes one of the most important technological achievements of the 20th century - Usenet News. Finally this article concludes that it is only by the active encouragement and participation in the computer and technological revolution that a better world can be won. Part 1 The Role of "Arte" in the Production of Social Wealth The question of whether technological development benefits society is an important question. Recently there have been numerous articles, books, journals, etc. that claim such devel- opments are only harmful to society. (For references to some of this literature see "Questioning Technology", The Whole Earth Review, No. 73, Winter, 1991.) The social implications of new technological developments like the computer and the telecommunications networks it has made possible, should not be dismissed as harmful developments as this literature implies. Voices defending these developments as the significant social advances they are, need to become part of the public debate. To gain some perspective on the principles at stake in this controversy, it is helpful to look back to early economic writers and their studies about the value to a society of "arte" or what modern writers would call the development of technology. Writing in the Great French Encyclopedia, Diderot (1713-1784) pointed out the striking contradiction of modern society. Even though the wealth of society is produced by those who do the work of that society, they are the least respected and the study of the "mechanical arts" which is necessary to make work most productive is treated with disdain and disrespect. Diderot, defining "Art" describes this contradiction. He writes: "Place on one side of the balance the real benefits of the most exalted sciences and the most honored `arts' and on the other side those of the `mechanical arts', and you will find that the esteem granted to both has not been distributed in the correct proportion of these benefits; and that people praised much more highly those men who were engaged in making us believe that we were happy, than those men actually engaged in doing so. What odd judgments we make! We demand that people be usefully employed and we scorn useful men."(1) The 17th and 18th centuries were a period of profound social and economic change. This period of history saw great transformation in the ability of society to produce the necessities and conveniences of life for a growing population. Accompanying this social transformation was a growing concern with the role that the mechanical arts (called "arte") play in the production of social wealth on the part of those who tried to apply the methods of science to economic questions. Such concern with the question of "arte" was not new. Philosophers like Plato and Aristotle had examined this economic category, considering it one of the important categories to be studied. For Plato, as he explains in his dialogue "Protagoras," the mechanical arts were akin to a gift from the gods, the sole advantage that humans had in their struggle for survival with the rest of the animal kingdom. They were the essential element which gave people the ability to survive in a hostile world. Plato tells the story of how the gods Prometheus and Epimetheus were charged with populating the world with living creatures. They created a variety of life, giving to each species an advantage to help it to survive. But by the time they came to create humans, they had exhausted the traits they could provide. "Man alone," remarks Plato, "was naked and shoeless, and had neither bed nor arms of defense." Plato then explains how Prometheus, not knowing how else to be helpful to humans, "stole the mechanical arts of Hephaestus and Athene, and fire with them (they could neither have been acquired nor used without fire), and gave them to man." Thus Plato, via this parable, shows how only the mechanical arts, which differentiated humans from the rest of the animal kingdom, have made human life sustainable.(2) Aristotle demonstrates a similar high regard for "arte" which is defined as "scientific knowledge and the corresponding skill of how to produce something in accordance with that knowledge."(3) In the Nicomachean Ethics, Aristotle distinguishes art from nature and explains that "Every art is concerned with bringing something into existence and to think by art is to investigate how to generate something which may or may not exist and of which the [moving] principle is in the producer and not in the thing produced."(4) He goes on to explain that arte is con- cerned with things which do not have this [moving] or regenerating principle in themselves. That arte is concerned with the production of things that nature does not create on her own. Hence arte requires the human creator and makes possible the manifold creations which nature does not provide for on her own. Several British writers of the 17th and 18th centuries continued the Greek tradition of respect for "arte" or "techne" as the Greek word is transliterated. The mechanical arts were necessary for the production of the food and clothes and shelter needed to provide for a population that was moving from the land under feudalism into the towns and cities that would characterize the industrial revolution. The annual production of such food, clothing, shelter and other necessities and conveniences of life were considered social wealth by these writers. And the economic category "arte" was seen as the means of facilitating the production of this social wealth. Thus the economic category "arte" became a pressing concern. Sir William Petty (1623-1687) who has been called "The Father of Scientific Political Economy" isolated four economic categories as being crucial for the production of social wealth. They were labor, land (i.e. nature), arte and stock. Petty main- tained that the two essential categories were labor and land, and that labor was the active element and nature the passive element. He wrote "Labor is the Father and active principle of wealth as Lands are the Mother."(5) Though human beings could survive without 'arte', Petty believed that 'arte' was an important component of life, making it possible to produce more of the goods and necessities of life with less labor. "Art," he explains is "equal to the labor and skill of many in producing commodities."(6) In order to increase the public wealth available to society, Sir William Petty saw only two alternatives. "People must either work harder," he wrote, "or introduce labor saving processes." These labor saving processes, according to Petty, save the labor of many hands and provide more riches for society. "One man by art," Petty writes, "may do as much work as many without it." (7) He gives several examples: "viz one Man with a Mill can grind as much Corn as twenty can pound in a Mortar; one Printer can make as many Copies, as a Hundred Men can write by hands; one Horse can carry upon Wheels, as much as Five upon their Backs; and, in a Boat, or upon ice, as Twenty...."(8) For Petty, the choice facing society was to have "few hands" "laboring harder" or "by introducing the Compendium and Facilitations of Art" to have a few workers doing the work of many.(9) He refers to the example of Holland which had the advantage of being able to use Windmills instead of hand labor and thereby the "advantage of the labor of many thousand Hands is saved, for as much as a Mill made by one Man in half a year, will do as much Labor as four Men for five years together."(10) Petty reasoned that the use of arte to save human labor was a continuing benefit to society. He demonstrated the long term social advantage gained from arte over simple labor by an illustration comparing the production by 'arte' with that of simple labor. "For if by such Simple Labor," writes Petty, "I could dig and prepare for Seed a hundred acres in a thousand days; suppose then, I spend a hundred days in studying a more compendious way, and in contriving Tools for the same purpose; but in all the hundred days dig nothing." If he takes the remaining nine hundred days to dig two hundred Acres of Ground, "then," Petty concludes, "I say, that the Art which cost but one hundred days Invention is worth one Man's labor forever; because the new Art, and one Man, performed as much as two Men could have done without it."(11) The social advantage of arte, according to Petty, is that a large portion of the population is freed from having to produce the goods needed by society and thus available for other important work, especially for scientific pursuits. The remaining people, Petty writes "may safely and without possible prejudice to the Commonwealth, be employed in Arts and Exercises of pleasure and ornament; the greatest whereof is the Improvement of natural knowledge."(pg.12) When Petty identifies and describes "arte", his writing is a part of a body of economic literature during the 17th and 18th centuries which set out to scientifically define this economic category. In his article "`Art' and `Ingenious Society'" reprinted in his book Predecessors of Adam Smith" [1937] (New York, 1960 reprint, Chapter XIII), E. A. J. Johnson gathers several descriptions of "arte" and looks at what Petty and other 17th and 18th century economic commentators considered as the role of "arte" and the effect it has had on the development of society. David Hume (1711-1776), one of the economists Johnson discusses, echoes Plato's emphasis on the importance of "arte" in distinguishing human beings from other animals. "There is one fundamental difference between man and other animals," Hume wrote, "...Nature has `endowed the former with a sublime celestial spirit, and having given him an affinity with superior beings, she allows not such noble faculties to lie lethargic or idle, but urges him by necessity to employ, on every emergence, his utmost art and industry'." (Predecessors of Adam Smith, pg. 264.) In this sense "Art" is, according to Johnson, "an ennobling faculty, implanted by Nature, which separates man from the rest of the zoological world by making greater production possible."(Ibid.) Writers like Petty and Hume saw "arte" as the ability to utilize technology to abridge labor, and thus as a wondrous faculty peculiar to humans as part of the animal kingdom. Other literary figures, like Daniel Defoe (1660-1731) in Plan of the English Commerce and writers of economic tracts like The Advantages of the East India Trade to England Consider'd (1707), provide examples of the environmental and economic benefits which accompany the increased use of tools and machines to abridge the labor necessary for production. In Russia, Defoe explains, where "Labor was not assisted by Art" there was "no other Way to cut out a large Plank, but by felling a great Tree and then with a multitude of Hands and Axes hew away all the Sides of the Timber, till they reduced the middle to one large Plank." The Swedes or Prussians, on the other hand, Defoe explains, "could cut three or four, or more Planks of the like Size from one Tree by the Help of Saws and Saw Mills. The Consequence" Defoe points out, is "that the miserable Russian labored ten times as much as the other (the Swedes and the Prussians -ed.) for the Same Money." (13) Not only does "arte" make it possible for more goods to be produced by less labor, but "arte" also makes it possible to produce more planks of lumber from each tree. When "arte" is used, fewer trees need to be cut down. And high wages can be paid to those workers using the most modern technology as they produce more goods with less labor than workers who use backward produc- tion techniques. The anonymous author of The Advantages of the East India Trade to England Consider'd (1707) equates advanced technology with the ability to produce goods more cheaply though the workers producing them continue to earn higher wages. This writer maintains, "Arts, and Mills, and Engines, which save the labor of Hands, are ways of doing things with less labor, and consequently with labor of less price, though the Wages of Men imploy'd to do them shou'd not be abated." (pg.66) He also demonstrates the beneficial catalyst such modern technology provides in encour- aging new inventions and discoveries. He writes, "And thus the East India Trade by procuring things with less, and consequently cheaper labor, is a very likely way of forcing Men upon the invention of Arts and Engines, by which other things may also be done with less and cheaper labor, and therefore may abate the price of Manufactures, tho' the Wages of Men shou'd not be abated." (pg.67) By using "arte", this writer contends, all aspects of the production process are improved. He writes that 'arte' "is no unlikely way to introduce ...more Order and Regularity into our English Manufactures...." (pg.67) John Cary, in An Essay on the State of England in Relation to its Trade (1695, reprint England, 1972), observes that because of "arte" the price of many manufactures like glass bottles, silk stockings, sugar, etc. went down even though the wages of the workers weren't cut. "But then the question will be, how this is done?" he asks, and he answers "It proceeds from the Ingenuity of the Manufacturer, and the Improvements he makes in his ways of working, thus the Refiner of Sugars goes thro' that operation in a Month, which our Forefathers required four Months to effect." And "the Distillers draw more Spirits, and in less time...than those formerly did who taught them the Art." (pg.145-6) Cary goes on to list other examples of how improvements in arte have led to changes in production that have increased the goods available to the population though they cost less labor and so are cheaper. He writes: "The Glassmaker hath found a quicker way of making it out of things which cost him little or nothing, Silk Stockings are wove instead of knit; Tobacco is cut by Engines instead of Knives; Books are printed instead of written;...Lead is smelted by Wind-Furnaces, instead of blowing with Bellows; all which save the labor of many Hands, so the Wages of those employed need not be lessened." (pg.146) Cary observes that the price of goods has come down, even though their desirability has improved. He writes, "The variety of our Woollen Manufactures is so pretty, that Fashion makes a thing worth both at Home and Abroad twice the Price it is sold for.... Artificers by Tools and Laves fitted for different Uses make such things as would puzzle a Stander by to set a price on according to the worth of Men's Labor; the Plummer by new Inventions casts a Tun of Shott for Ten Shillings, which an indifferent Person could not guess worth less than Fifty."(pg.146) After showing how a similar trend has occurred in the Navigation trades, Cary concludes, "New Projections are every day set on foot to render making our Manufactures easy, which are made cheap...not by falling the Price of poor People's Labor." Also, he shows how these advances lead to a general environment of improved methods of production. "Pits are drained," Cary writes, "and Land made Healthy by Engines and Aquaeducts instead of Hands; the Husbandman turns up his Soil with the Sallow, not digs it with his Spade; Sowes his Grain, not plants it; covers it with the Harrow, not with the Rake; brings home his Harvest with Carts, not on Horseback; and many other easy Methods are used both for improving of Land and raising its Product, which are obvious to the Eyes of Men versed therein, though do not come within the Compass of my present Thoughts." (pg.147-148) And, he notes, these improvements not only lessen the number of laborers needed to do the work, but also make possible the payment of higher wages. According to these early British economists, Government has a role to play to support the development of technology. "It should therefore," writes Johnson, "be the duty of the state to increase `art'." (Predecessors, pg.266) Once the sense of "arte" as the abridgement of labor via some mechanical or scientific means is established, it is useful to look at the effect "arte" has had on the life and health of society. Several essays written by David Hume consider the role arte plays in determining whether a society flourishes or decays, and thus whether the society can produce the wealth needed to support its people. Hume observes the correlation between a society's support for the mechanical arts and its political and intellectual achievements.(14) "The same age," writes Hume, "which produces great philosophers and politicians, renowned generals and poets, usually abounds with skillful weavers and ship-carpenters." Describing Hume's model of the role "arte" plays in the evolution of social progress, Johnson writes: "The metamorphosis of society from a rude and simple state to a refined and polished one was clear: first came the development of `art' whereby the products of the earth were worked up; this increased the productivity of a nation's land and its population, thereby permitting the population to expand further; the existing `art' and its cumulative progress increased the number of occupations (together with the incomes derived therefrom); lastly, higher incomes and higher levels of comfort `gave birth to new desires'." (from Predecessors, pg.276-7) Hume maintains that a vibrant intellectual environment is the product, not the cause of social support for mechanical invention and the mastery of mechanical techniques. "By means of the `arts'," he writes, "the minds of men, being once roused from their lethargy, are put into fermentation, turn themselves on all sides and carry improvements into every art and science." ("Of Refinement in the Arts," in Writings on Economics, pg.22) Thus every area of human thought is affected by the development of "arte", every area becomes subject to scientific analysis. By example, Hume shows how social support for technology and mechanical invention will lead to more productive means of farming as the farmer will then subject agriculture to analysis and observation and, as Hume writes: "When a nation abounds in manufactures and mechanic arts, the proprietors of land, as well as the farmers, study agriculture as a science, and redouble their industry and attention.... By this means, land furnishes a great deal more of the necessaries of life...." ("Of Commerce," in Writings on Economics," pg.11 [Johnson ref. pg.271]) Thus attention to the mechanical world stimulates ferment in all other intellectual areas. As Hume explains in his essay, "Of Refinement in the Arts": "In times when industry and the arts flourish, men are kept in perpetual occupation, and enjoy, as their reward, the occupation itself, as well as those pleasures which are the fruit of their labor. The mind acquires new vigor; enlarges its powers and faculties; and by an assiduity in honest industry, both satisfies its natural appetites, and prevents the growth of unnatural ones, which commonly spring up, when nourished by ease and idleness." (Writings on Economics, pg.21) Similarly, there is a negative effect when people are deprived of the ability to interact with the mechanical arts: "Banish those arts from society, you deprive men both of action and of pleasure; and leaving nothing but indolence in their place, you even destroy the relish of indolence, which never is agreeable...." (Ibid., pg.21-22) Hume explains how the development of the liberal arts is dependent upon the development and support for the mechanical arts. He writes: "Another advantage of industry and of refinement in the mechanical arts, is, that they commonly produce some refinements in the liberal (arts-ed)." (Ibid., pg.22) He sees the development of the mechanical arts as the primary activity which leads to the development of the liberal arts. However, to develop each, he explains, attention must be paid to the development of the other as well: "Nor can one be carried to perfection, without being accompanied, in some degree with the other." (Ibid.) "The same age," he explains, "which produces great philosophers and politicians, renowned generals and poets, usually abounds with skillful weavers, and shipcarpenters. We cannot reasonably expect," Hume observes, "that a piece of woollen cloth will be brought to perfection in a nation, which is ignorant of astronomy, or where ethics are neglected. The spirit of the age affects all the arts....Profound ignorance," he writes, "is totally banished, and men enjoy the privilege of rational creatures, to think as well as to act, to cultivate the pleasures of the mind as well as those of the body." (Ibid.) Not only does the fermentation stimulated by mechanical activity and invention lead to a renaissance in intellectual development, but it also affects sociability. Hume writes: "The more these refined arts advance, the more sociable men become: nor is it possible that, when enriched with science, and possessed of a fund of conversation, they should be contented to remain in solitude, or live with their fellow citizens in that distant manner, which is peculiar to ignorant and barbarous nations. They flock into cities; love to receive and communicate knowledge; to show their wit or their breeding; their taste in conversation or living, in clothes or furniture...." (Ibid.) This ferment leads to the development of social organizations, Hume explains: "Particular clubs and societies are everywhere formed: Both sexes meet in an easy and sociable manner: and the tempers of men, as well as their behavior, refine apace. So that, beside the improvements which they receive from knowledge and the liberal arts, it is impossible but they must feel an increase of humanity, from the very habit of conversing together and contribute to each other's pleasure and entertainment." (Ibid., pg.22-23) He summarizes, "Thus industry, knowledge, and humanity, are linked together by an indissoluble chain...." (Ibid., pg.23) People privately benefit from the development of technology and industry; more importantly, a public benefit is achieved. "But industry, knowledge, and humanity," Hume writes, "are not advantageous in private life alone: They diffuse their beneficial influence on the public, and render the government as great and flourishing as they make individuals happy and generous. The increase and consumption of all the commodities, which serve to the ornament and pleasure of life, are advantageous to society; because, at the same time that they multiply those innocent gratifications to individuals, they are a kind of storehouse of labor, which, in the exigencies of state, may be turned to public service." (Ibid., pg.23-24) Not only did Hume show how attention to and support for the mechanical arts leads to an increase in social wealth, he also contends that the form of government, and the development of the political structures of the society are dependent on the level of development of the industry in that society. He writes: "Laws, order, police, discipline; these can never be carried to any degree of perfection, before human reason has refined itself by exercise, and by an application to the more vulgar arts, at least of commerce and manufacture. Can we expect, that a government will be well modelled by a people, who know not how to make a spinning-wheel, or to employ a loom to advantage?" (Ibid., pg.24) Similarly, Hume connects bad government with ignorance in the mechanical arts, "Not to mention that all ignorant ages are infested with superstition, which throws the government off its bias, and disturbs men in the pursuit of their interest and happiness." (Ibid.) Furthermore, Hume relates the development of political liberty to the development of technology. He writes, "The liberties of England, so far from decaying since the improvements in the arts, have never flourished so much as during that period." (Ibid., pg.27) He finds a symbiotic relationship between the progress of the mechanical arts [i.e. `arte'- ed] in a society and the possibility of good government. In societies which encourage the mechanical arts to develop, larger sections of the population have the time and know how to fashion a more democratic and responsive government. Where technological development is discouraged, a greater part of the population has to spend all of its time producing for subsistence and has no time to devote to oversight of the government. Hume explains: "If we consider the matter in a proper light, we shall find, that a progress in the arts is rather favorable to liberty, and has a natural tendency to preserve, if not produce a free government. In rude unpolished nations, where the arts are neglected, all labor is bestowed on the cultivation of the ground; and the whole society is divided into two classes, proprietors of land, and their vassals or tenants. The latter are necessarily dependent and fitted for slavery and subjection; especially where they possess no riches, and are not valued for their knowledge in agriculture; as must always be the case where the arts [i.e. mechanical arts - ed] are neglected." (Ibid., pg.28) He observes that in a land based society, tyranny is the norm: "The former naturally erect themselves into petty tyrants; and must either submit to an absolute master, for the sake of peace and order; or if they will preserve their independence, like the ancient barons, they must fall into feuds and contests among themselves, and throw the whole society into such confusion, as is perhaps worse than the most despotic government." (Ibid.) Not only was Hume a proponent of public support for technological development, he also maintained that increasing the wealth available to all strata of the population was beneficial to industrial development. He observed that increasing the share of the social wealth, and even of the luxury available to poorer sections of society makes possible more democratic political institutions. "But where luxury nourishes commerce and industry," he writes, "the peasants, by a proper cultivation of the land become rich and independent; while the tradesmen and merchants acquire a share of the property, and draw authority and consideration to that middling rank of men, who are the best and firmest basis of public liberty. These submit not to slavery, like the peasants, from poverty and meanness of spirit; and having no hopes of tyrannizing over others, like the barons, they are not tempted for the sake of that gratification, to submit to the tyranny of their sovereign. They covet equal laws, which may secure their property, and preserve them from monarchial, as well as aristocratical tyranny." (Ibid., pg.28-9) Thus he traces the development of the government in England attributing changes to the level of technological development of the nation's industry. Hume describes how the House of Commons in England evolved from the growth and expansion of industry: "The lower house is the support of our popular government; and all the world acknowledges, that it owed its chief influence and consideration to the increase of commerce, which threw such a balance of property into the hands of the commons. How inconsistent then is it to blame so violently a refinement in the arts, (i.e. mechanical arts -ed.) and to represent it as the bane of liberty and public spirit!" (Ibid., pg.29) Hume's defense of technology against its detractors has a familiar ring. His writings represent a criticism of those who dismiss the benefits of the computer because of a supposed loss of privacy or increase in the potential for government control over the lives of its citizens. Hume's writings challenge these efforts to blame the computer for such problems and instead they point an arrow to the democratic achievements of the last part of the 20th century that are the result of computer technology. One of the most exciting of these achievements is the development of what is known as Usenet News, a worldwide computer conferencing network that makes possible democratic and uncensored debate and communication on thousands of subjects for computer users around the world. Hume's discovery that "arte" (i.e. the development and support of the mechanical arts) leads to the possibility of a more democratic set of institutions and then to the ability to preserve those institutions is being demonstrated by some of the dramatic applications that have de- veloped as a result of the widespread use of computer technology. Johnson's discussion of "arte", the writings of Plato, Aristotle, Petty, Defoe, and others, and the essays David Hume wrote on the question of "arte", provide a theoretical foundation to understand the important advance represented by Usenet News. NOTES (Part 1) 1. "Art", in The Encyclopedia: Selections, edited and translated by Stephen J. Gendzier, N.Y., 1967, pg.60. A modern example of such arte is provided by Carl Malamud in Exploring the Internet (N.J., 1992), pg.100. He writes: "The system takes raw timber and figures out the most efficient way to saw up the log to produce the most lumber. In an economy where 30 to 40 percent of GNP is based on forestry, this system proved quite popular." 2. From "Protagoras", in the Works of Plato, vol I, The Franklin Library, Penn, 1979, pg.81. 3. Aristotle's Selected Works, translated by Hippocrates G. Apostle and Lloyd P. Gerson, 1986, pg.676. 4. Ibid., Nicomachean Ethics, 1140a 6-23. 5. "A Treatise of Taxes and Contributions", in The Economic Writings of Sir William Petty, edited by Charles Hull, vol I, pg.68. 6. "History of Trade", Petty Papers, vol I, London, 1927, pg.211. 7. "Political Arithmetick", The Economic Writings, vol. I, pg.249. 8. Ibid., pg.249-250. 9. "Verbum Sapienti", The Economic Writings, vol I, pg.118. 10. "Political Arithmethic", The Economic Writings, vol I, pg.256. 11. "The Political Anatomy of Ireland", The Economic Writings, vol I, Works, pg.182. 12. "Political Arithmetick", The Economic Writings, pg.270 and 271. 13. A Plan of English Commerce, 1730, Augustus Kelley reprint edition, N.Y., pg.36. 14. These essays are from Political Discourses, [Edinburgh, 1752]. Several of the essays have been reprinted in D. Hume, Writings on Economics, (ed. E. Rotwein [1955] Madison, 1970 reprint). In Defense of Technology: `Arte', Computers and the Wonderful World of Usenet News: A Historical Perspective (in two parts) Part 2 - USENET NEWS Usenet News is a world wide public conferencing network that makes it possible for computer users around the world to have public discussions, raise questions or problems so they can get help, or send e-mail (i.e. electronic mail) to each other in short spans of time. One user explains that it is like a newspaper where "everyone's letter to the editor is printed." (1) Usenet News has also been described as a series of electronic magazines. "These magazines," called `newsgroups,' are devoted to particular topics, ranging from questions about UNIX, programming languages, and computer systems to discussions of politics, philosophy, science, and recreational activities."(2) Usenet News has been compared to an electronic town meeting of the world or to a series of electronic soap boxes. Others have observed that "It's now as if everyone owns a printing press" or even better "a publishing house." Computer users with access to Usenet can read articles on a broad range of topics. They can contribute their responses or post articles of their own on any subject in an appropriate newsgroup. Their submissions are then copied electronically to computers around the world which are also part of the Usenet network. Usenet News demonstrates what happens when people are encouraged and allowed to develop computer technology. When it was first initiated in 1979, the Usenet logical network was made possible as a result of the capabilities built into the UNIX operating system (developed at Bell Labs) and its networking capacity known as UUCP. (i.e. UNIX to UNIX CoPy) Today, however, this netnews network involves most of the great variety of computers and operating systems in use. This network traffic is carried on a variety of physical networks including the Internet and UUCP. Usenet News is estimated to involve 3,000,000 users world wide and the number of users is continually growing. It was initiated in 1979 by Tom Truscott and James Ellis, graduate students at Duke University, and Steve Bellovin, a graduate student at the neighboring University of North Carolina. According to accounts of the early days that have been circulated on the Net (as Usenet News is sometimes called), Truscott and Ellis thought of hooking remote computers together, using homebrew autodial 300 baud modems connected to telephones. They envisioned creating a poor man's ARPANET (i.e. The U.S. Department of Defense Network, only available to those involved with D.O.D. research contracts).(3) An informal conference was convened by Truscott, Ellis and Bellovin, where interested people hashed out the basic principles and needs, and then Bellovin went on to write the first version of Usenet News in a period of about two weeks. The program was installed and operating at the first 2 sites: "unc" (i.e. the University of North Carolina's Computer Science Department) and "duke" (Duke University's Computer Science Department). Another site "phs" (the Duke University Medical School's Department of Physiology) was added early in 1980. They got the software to work at these three "original sites". A rewritten version of NetNews software by Stephen Daniel, called "A" version, was later placed on the conference tape at the Academic UNIX users association USENIX, at a meeting in 1980.(4) The early software included the capacity to automatically swap, via telephone and modem, updated message files among remote machines. The initial software developed in 1979 was written in the script language built into the UNIX shell. "The original shell script implementation involved simply checking the time stamps on files and sending the files that had changed since the last check to some other machine," explains Gregory G. Woodbury in his account of these early days. He writes, "Under the conditions of the academic UNIX licenses in those days, the software was placed in the `public domain' and it was the most popular program from that (USENIX) Conference Tape. I do not recall that anyone was quite expecting the explosion that followed."(5) The original assumption of the programmers of Usenet was that it would provide a way for a local group of machines to share news. "The model," Woodbury writes, "was that a campus of a university would have a news network, and it might be shared with another university that was logically and physically close to it, but spatially inconvenient for folks to get together physically, and that netnews would allow them to share information in a timely manner."(6) What developed, though, took everybody by surprise. Woodbury recounts, "When the direction of evolution took an unexpected turn, and a continental network emerged, spanning the continent from California to North Carolina, and Toronto to San Diego, it was sort of a shock to realize what had happened."(7) This phenomenal and surprising growth is explained by two elements. The most important Woodbury emphasizes is "that people wanted to communicate and would cooperate in effecting that communication."(8) The second important element, according to Woodbury, is that the early Usenet News program was created under the conditions of the academic UNIX license which then provided that the program be put into the public domain. And since everyone involved at the time was working in an academic environment (including Bell Labs which Woodbury notes was "academic really") where information was shared, the emphasis was on communication, not on copyright or other proprietary rights. "Everyone wanted to be on the Net," he notes, "and it was clear they were cooperating in doing so."(9) The phenomenal growth of Usenet News during the early 1980's was an acknowledgment that it was a superior means of dealing with the growing mailing lists on various subjects that had developed on the early ARPAnet network, created under the auspices of the U.S. Dept. of Defense for its research purposes. The original script files had been rewritten in C by Steve Bellovin for use at "unc" and "duke", according to Gene Spafford's history of the period. Stephen Daniel, Spafford explains, "did another implementation in C for public distribution."(10) After Tom Truscott made modifications in this program, the software became known as the A News release of the Usenet News program. "Under the strain of being an international network," Woodbury explains, "with several new machines being added daily, certain limitations in the basic assumptions made themselves painfully obvious." The continuing expansion led to a rewriting of the software in 1981 by University of California at Berkeley graduate student Mark Horton and high school student Matt Glickman. This version was released to the public as B News, version 2.1 in 1982. Then in 1985, the still ever expanding nature of Usenet News led Henry Spencer and Geoff Collyer at the University of Toronto to set to work on what is now known as C News which they released in 1989. Spencer and Collyer paid very careful attention to the performance aspects of C News. The result is that it has been able to handle the phenomenal expansion of Usenet News which continues today.(11) The administration and coordination of this world wide network depends to a great extent on the cooperation and diligent work of the system administrators at the participating sites. In the early development of Usenet News some of these administrators knew each other and worked together to establish a series of general procedures for processes like adding newsgroups. Known as the "backbone cabal", this group worked together to hash out ways to deal with problems that threatened the voluntary, cooperative nature of the net. This informal structure would contact new site administrators who joined the Net. The character of the Net as a voluntary association of people who posted because they wanted to communicate was conveyed. And the fact that posts were entered into the "public domain" was established as an essential principle of the Net.(12) Usenet News is now made up of thousands of newsgroups organized around different topics. The number of groups is constantly growing as there is a democratic procedure established to provide for new groups. If 100 more users vote for a new group than vote against it, the group can be started.(13) This procedure governs new groups in what is known as the "Seven Sisters" hierarchy which was the collection of the seven newsgroups at one point known as Usenet News. Some people have defined Usenet News as those sites receiving the seven main groups; comp, misc, news, rec, sci, soc, and talk newsgroups, and the group news.announce.important. Others have defined Usenet News as those sites that receive at least one of the newsgroups that appears on the list of Usenet News newsgroups. There is also an alternate hierarchy which includes alt, gnu, and other groups. A more informal procedure is provided for creating an alt group. The guidelines provide for posting a proposal to the alt.config newsgroup and then the newsgroup can be set up as an alt group when a new newsgroup control message is posted to the control newsgroup. The phenomenal growth and richness of Usenet News demonstrates the important role "arte" still plays in the development of social achievements. Many of the people using and contributing to Usenet News are people who have respect for and work with computer technology. Many of these people have a need for Usenet News to get help with problems they encounter in dealing with computer technology. One of the early functions of Usenet News was to help identify bugs in new technology and to identify and propagate ways to deal with the problems.(14) My experience using Usenet News has been inspiring. I was interested in discussions involving economics and the history of economic thought. When I first got onto Usenet News I couldn't figure out where such discussions would take place. I managed to get access to the misc.books.technical newsgroup. I didn't know what the other newsgroups were or how to find out. Not knowing how to proceed I entered the following post: From: au329@cleveland.Freenet.Edu (Ronda Hauben) Newsgroups: misc.books.technical Date: 10 Jan 92 07:48:58 GMT Organization: Case Western Reserve University, Cleveland, Ohio, (USA) Nntp-Posting-Host: cwns9.ins.cwru.edu I am interested in discussing the history of economics -- i.e. mercantilists, physiocrats, adam smith, ricardo, marx, marshall, keynes etc. With the world in such a turmoil it would seem that the science of economics needs to be reinvigorated. Is there anyplace on Usenet News where this kind of discussion is taking place? If not is there anyone else interested in starting a conference .economics and how would I go about doing this. This is my first time on Usenet News. Ronda au329@cleveland.freenet.edu One of the many responses I received said: "Start discussing on sci.econ. We're all ears."(15) I received several other responses via e-mail also pointing me to the sci.econ newsgroup or indicating interest in the topic. Also, a computer user from California sent me e-mail with a list of all the newsgroups that existed. Another user from Scotland wrote telling me the name of the news file which listed the names of the newsgroups. It is considered good NETIQUETTE (i.e. Network Etiquette) to help new users and many of the experienced users are very willing to do so. A few users suggested that I might want to try to start a newsgroup for the history of economics, but that it would probably be a wise idea to either wait awhile until I got used to netnews before trying to initiate a group, or else try to get a user with more experience to help. The list of newsgroups posted on Usenet News in various news newsgroups like news.misc contains descriptions of each group. Sci.econ is described as "the science of economics."(See also UNIX Communications, pg.248) I have found the discussions in this newsgroup valuable. There are often debates over important economic questions. Many of the questions discussed concern broad social issues -- for example, wage slavery, the development of different social forms of society, whether economics is a science, whether the so called "free market" has ever existed to regulate production, etc. There has been discussion of a variety of economic and political issues - like social security, rent control, strikes in Germany, national health care reform, the need for shorter hours of work, the GM plant closures, taxes, the economic programs of presidential candidates, the role of markets in setting prices, the economic program of Henry George, etc. Many of the other newsgroups on Usenet News are related to computers and computer subjects. There are newsgroups where one can ask questions regarding access to Usenet News, or about books that are recommended for people who want to learn more about UNIX or any other area of computer usage, etc. It is also possible to write to someone who has posted a question and ask them to forward a copy or summary of the responses they receive so the post doesn't have to be duplicated. There are also newsgroups dealing with political issues, social issues, current events, hobbies, science, education, etc. When someone posted a critique of GM plant closures the night that GM announced that it would lay off 70,000 people, several people sent e-mail to the person who entered the comment saying that it was good to see the post. Thus when someone makes an interesting post, it is possible to send e-mail to the person and begin to correspond, or just encourage the user to continue. Also there are political components being developed. For example, there was an announcement that a vote was in progress to determine whether or not there should be a classics newsgroup. If one wrote voting "yes" or "no", the user would then be told to verify that the vote was accurately recorded when the list was posted announcing the final totals. Thus a procedure has been worked out on Usenet News acknowledging that votes can't be by secret ballot, but must be open and posted, with the person voting having the ability to verify the outcome. Unfortunately there are also frustrating aspects of Usenet News. The great variety and number of posts can take considerable time to survey and thus it is difficult to keep up with the volume at times. A variety of software readers have been created, to help deal with this problem.(16) Though these readers have been copyrighted, many are freely available as long as they are being used for personal use, not for profit. Despite the difficulty keeping up with volume and other problems that have developed in the course of building the netnews network(17), many of the users on Usenet News are willing to be active participants in the development and working out of the content and form of the network. Many people send e-mail or post public responses when they have something to say about a post. In this way, communication is encouraged and exciting as one person builds on another's contribution, and all become more knowledgeable through the process of democratic discussion and debate. Usenet News has thus evolved a functioning governing structure that is democratic and open in ways that have only been dreamed of in the past. Many of the details of the copying, distribution and propagation of Usenet News are done via automatic machinery and programs which require that the system administrators who make the system function work together to solve their common problems. This same kind of cooperative relationship has been encouraged by these system administrators among the users of Usenet News and this cooperative standard of activity is known as Netiquette. Many on Usenet News call the structure which functions anarchy. But, Jean Jacques Rousseau, in A Discourse on Political Economy, explains that the best laws are those which the population implements voluntarily rather than via force. Thus "Netiquette" is a system of rules or standards that users on the Net are encouraged to follow. Also, commercial traffic and commercial uses of netnews have been strictly limited and circumscribed for several reasons. Among these have been the need since the early days of Usenet News to keep commercial self- serving traffic from both escalating the phone costs and the noise (i.e. proportion of useless information to useful information) of Usenet News. When the Internet became one of the major transport mechanisms of Usenet News traffic, the prohibi- tions against commercial traffic arising from the public funding of the NSF backbone became a factor.(18) This restriction of self serving and private profit making commercial purposes has resulted in the open communication and cooperation which proprietary self serving corporate agendas would make impossible. Thus the governing laws (Netiquette) and structures (cooperative and helpful) are the demonstration that more democratic government is now possible and can achieve significant social ad- vances and also facilitate the development of technological labor saving breakthroughs (`arte'). On the net, the participants gain from being active and from helping each other. People who post or send e-mail are contributors to the culture and all gain from each other's active efforts. A vibrant and informative bottom up, interactive grassroots culture has been created and a broad, worldwide, informative and functioning telecommunications network is the product of their labors. Thus the intellectual ferment that David Hume describes as the result of one's participation in the development of technology, is an appropriate description of the phenomenal growth and achievement of Usenet News. This ferment is the needed support for the development of technology and the development of this technology makes possible the needed political and social changes that are required to have the technology function. The study of economic writers who discuss the importance of such technology is helpful in assessing the significance of such practical developments of our contemporary times. In the 2nd half of an "Interview with a Staff Member" in The Amateur Computerist (vol 4, no 4), there was the prediction that connecting to Usenet News would be a significant leap forward, as it would represent the connection for computer users with the world. That prediction has been fulfilled by the exciting world of computers that is available to a user who has access to Usenet News.(19) Also, the achievement of Usenet News demonstrates the importance of facilitating the development of uncensored speech and communication -- there is debate and discussion - one person influences another - people build on each other's strengths and interests, differences, etc. Traditionally, it would require the labor of many people, much paper, ink, and other supplies to accomplish such a massive communication network via traditional means of newspapers or magazines, etc. With Usenet News, however, this communication among people and computers is accomplished via a high degree of automation. By participating in Usenet News, millions of people and their computers are connected into a machine that is part of "the largest machine that man has ever constructed -- the global telecommunications network." (20) Also, Usenet News makes it possible for people to print up their own copies of what is available online, without using all the paper or ink that has traditionally been required for a press. So Welcome to the Wonderful World of Usenet News - it's happening and it is one of the most important achievements of the 20th Century. It is very exciting to be connected with it and just as David Hume observed over 200 years ago, participating in the world of technology and automation being used for telecommunications and Usenet News is indeed the basis for beginning to do the work needed to bring the better world that the computer is now making possible. Ronda (ae547@yfn.ysu.edu) Notes (Part 2): * UNIX and AT&T are registered trademarks of AT&T Bell Labs. (1) See "Interview with Staff member," The Amateur Computerist, vol 4, no 2/3, pg.10. (2) Unix Communications, by Bart Anderson, Brian Costales, and Hart Henderson, Indiana, 1991, pg.213. (3) This account of the early days of Usenet News is taken from two articles: Gene Spafford's "Usenet Software: History and Sources" and Gregory G. Woodbury's "Net Cultural Assumptions". (4) Accounts differ as to when Usenet was first introduced to the Unix users community. Gene and Greg place the introduction of Usenet News software on the Usenix conference tape at the Winter, 1980 meeting. Communication received from other Usenet News pioneers like Tom Truscott, Steve Bellovin, Henry Spencer and Geoff Collyer, however, suggests that Jim Ellis made a short presentation about Usenet News at the Winter, 1980 Usenix Conference in Boulder, Colorado, and handed out a five page description "Invitation to a General Access Unix Network". The Usenet News software, however, did not appear on the conference tape until the Summer, 1980 Usenix meeting which was held in Delaware. Communication from Bruce Jones, who is writing a thesis about the history of Usenet News, supports the latter chronology. (5) Gregory G. Woodbury, "Net Cultural Assumptions". (6)Greg cites a communication with Steve Bellovin agreeing with this model and adds that "At the most they had envisioned local clusters of machines sharing local groups and perhaps sharing ONE group with a wider audience." (7) Gregory G. Woodbury, "Net Cultural Assumptions". (8) Ibid. (9) But he does take note of the concern of some people at Bell Labs that AT&T's rights in and to UNIX source code and proprietary information be protected. Greg however emphasizes that individual posters were concerned with the ability to communicate, not with copyright protection. (10) Spafford's "USENET Software: History and Sources". (11) Details are described in the article "News Need Not Be Slow", by Geoff Collyer and Henry Spencer, Winter 1987 "USENIX Conference Proceedings". (12) Woodbury's article "Net Cultural Assumptions" describes how the `public domain assumption' changed when the US government revised its copyright law and became a Berne signatory in the late 1980s. The implications of this change have been debated on Usenet News in the past year. (13) But whether the new newsgroup will be carried has traditionally depended upon the system administrators of the largest systems and the new group's inclusion in the list of newsgroups. (14) Per conversation in August, 1992, with Henry Spencer about the early days of the net. (15) Per e-mail from Adam Grossman. (16) See Gene Spafford's "USENET Software: History and Sources" for a history and description of many of the software readers now available. (17) Various problems have been developed for users to deal with. Some involve the efforts to impose copyright restrictions on posts on Usenet which would make the copying and propagation impossible; there are some users who try to intimidate people who post by attacking them (called `flaming'), etc. But these problems must be looked at in the context of the significant advance that this netnews network represents. (18) The National Science Foundation (NSF) has had an Appropriate Use Policy (AUP) governing what is allowed to be transported across the nets that it funds with public moneys. It has limited usage basically to research and education activities. As Usenet has been transported across the NSFNet backbone, this policy of the NSF has helped Usenet to develop as an educational rather than commercial network. (It is questionable whether a commercial network could have been developed, given the secret and proprietary activities of commercial enterprises.) However the AUP is being challenged now by the growing commercial use of networks like ANS (Advanced Networks and Services) a company founded by MCI and IBM that is now part of the MERIT, NSF, ANS organizational chain, which is opening up access to commercial traffic endangering the development and education and research function that the net thus far has achieved. Also, many large corporations, though seemingly restricted in their use of the net to educational and research purposes, are also the backbone sites along which netnews is transferred. Some corporations use Usenet for their research and educational functions, but run a separate private net alongside of their Usenet News operation for their commercial purposes. (19) A system of Freenets, including Cleveland Freenet and Youngstown Freenet in Ohio, USA, Ottawa Freenet in Canada, etc. some of which provide public access to Usenet News, are beginning to develop. These are open to the public and Usenet News is fairly easy to access from these once one has set up an account which is available at no charge. (20) Ithiel de Sola Pool, Technology Without Boundaries, ed. Eli Noam, (Cambridge, 1990) pg.56. Special thanks to the many people on Usenet News who commented on this article in its various draft stages and for their helpful comments and criticisms. Also thanks to the pioneers of Usenet who answered questions and made material available for the part about the early days of Usenet News. -- This is work is being contributed to the Net to support its cooperative nature. It may be freely distributed for noncommercial purposes. Commercial use is not permitted. Ronda Hauben ronda@umcc.umich.edu Michael Hauben hauben@columbia.edu